Preview Resume

2025

Business Type : Finance

Last Position : Assistant Vice President Risk And Compliance.

Period : October 2025  to  Present

Job Description :

- Provide consultancy on Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF), and Proliferation of Weapons of Mass Destruction Financing regulations; and update internal policies and procedures accordingly.
- Conduct AML risk assessments for the company and its products
/services.
- Monitor transactions to identify and report suspicious or unusual activities to relevant regulatory authorities.
- Design and implement KYC (Know Your Customer), CDD (Customer Due Diligence), and EDD (Enhanced Due Diligence) procedures.
- Review account opening documentation and perform investor
classification/suitability assessments.
- Prepare risk reports for private funds, including metrics such as Value at Risk (VaR), Beta, and Liquidity Risk, for submission to relevant committees.
- Attend Investment Committee meetings and prepare official minutes of the meetings.
- Perform Enterprise Risk Assessments to identify and mitigate
organizational risks.
- Monitor and analyze regulatory changes impacting the company's
business operations.
- Audit private fund performance to ensure compliance with established investment policies.
- Verify portfolio adjustments, including asset additions/disposals,
investment ratios, and policy compliance, as well as system configuration settings.
- Review and update Standard Operating Procedures (SOPs) for all
departments.
-Perform other duties as assigned.

2024

Business Type : Finance

Last Position : Assistant Vice President Internal Audit And Compliance

Period : August 2024  to September 2025

Job Description :

- Ensure compliance with the companys financial crime regulations,including Anti-Money Laundering (AML) and Counter-Terrorism
Financing (CTF) laws.
- Develop, implement, and update AML/CTF policies and procedures.
- Assess AML risks, conduct investigations, and report suspicious transactions.
- Monitor transactions to identify unusual or suspicious activities and report to regulatory authorities within the required timeframe.
- Consider the qualifications and classify clients as high net worth investors / high net worth investors / institutional investors.
- Conduct Customer Due Diligence (CDD) and Know Your Customer (KYC) processes, monitor compliance, and assess risk.
- Prepare a risk report and submit it to the Investment Committee on a monthly basis.
- Prepare the Investment Committee Report.
- Monitor and assess the risks of private funds. Actively monitor,update and analyze all regulatory changes with related
to Asset Management business.
- Ensure the risk reports are accurate and timely reported to management, relevant parties and comply with all related regulators Check the performance of private funds according to the specified policies.
- Check the list of customers who have opened accounts according to official criteria.
- Other Job.

2023

Last Position : Operation Strategy Digital Asset Fund Specialist

Period : July 2023  to July 2024

Job Description :

• Set Up Flow Fund Account and Bonanza Investment for Organization. (Digital Asset Strategy) • Set Up Bonanza Registrar for Organization. (Digital Asset Strategy) • Reconcile NIV for Digital Asset Strategy and Criteria 90/10. • Reconcile Cash and Digital Asset in Custodian Wallet and Exchange. • (Project License Digital Asset Fund Management for SEC THAI), Other Job.

2022

Last Position : Senior Fund Operation and Registrar

Period : March 2022  to June 2023

Job Description :

• Set Up Flow Fund Account and Bonanza Investment for Organization. (Digital Asset Strategy) • Set Up Bonanza Registrar for Organization. (Digital Asset Strategy) • Reconcile NIV for Digital Asset Strategy and Criteria 90/10. • Reconcile Cash and Digital Asset in Custodian Wallet and Exchange. • (Project License Digital Asset Fund Management for SEC THAI), Other Job.

2020

Last Position : Asst. Mgr Operation

Period : January 2020  to February 2022

Job Description :

• Open account / Send a trading transaction of the client's funds to Asset Management Company. (Buy – Sell - Switching) • Process Program Bonanza Selling Agent, Fund Connext. • Fund registration (Allocation of investment units, adding - editing various customer information). Check the FEE contract. • Add fund information into the system such as NAV, FUND IPO.

2014

Last Position : Dealer

Period : January 2014  to December 2019

Job Description :

- Dealer Financial instruments to fund. Buy-Sell Equity, Fund of Fund, Unit Trust - Develop and manage relationships with high net-worth individuals and make recommendation on investment strategy to meet their wide array of investment objectives. - Investment Committee Meeting, Report IC, Treasury Money Market, Open an account Brokerage, operations Job, KYCCDD Fund clients. - Follow up on information about trading partners. And evaluate the performance of trading partners, Foreign Exchange Equity Fund ETF. - Cash flow management in daily - weekly and report to the Parties.